No Need for the H-Word

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Bhikkhu Bodhi et al., The Bodhisattva Ideal: Essays on the Emergence of MahāyānaBuddhist Publication Society, Kandy, 2013, 239pp., £9.99 pback. (Available from Wisdom Books at www.wisdom-books.com).

My review of this collection of essays, copied over from the Western Buddhist Review.

The usual history of Buddhism in India goes that the Mahāyāna arose around the beginning of the common era as a reaction against complacency and scholasticism in the existing schools. It described itself as a ‘great vehicle’, which put forward the Bodhisattva ideal of complete perfect enlightenment for the benefit of all, in contrast to the ‘inferior vehicle’ (hīnayāna) of the śrāvakas, with their arahant ideal of enlightenment merely for oneself. But it turns out that this is mostly untrue. We learn from this volume on the Bodhisattva ideal that this ideal does not belong only to the Mahāyāna but to all Buddhist schools. The idea that the Mahāyāna has the monopoly on it is a misrepresentation of Buddhism.

The general picture that emerges from this book, however, is that Mahāyāna was neither a school nor an ordination lineage, but a movement within Indian Buddhism. There were never Mahāyāna monasteries, and Buddhists of this new movement and non-Mahāyāna Buddhists lived and practised together. The word ‘hināyana’ (the ‘H-word’) is a pejorative term only found in later Mahāyāna texts, and never used by any non-Mahāyāna text to describe ‘mainstream’ Buddhism. The idea presented in Mahāyāna Sūtras that Mahāyāna is a higher teaching of the Buddha, revealed only to certain disciples, and so on, is rhetorical.

The essays collected here, which have all previously appeared elsewhere, is in the first place a more specific corrective to common misperceptions about the Bodhisattva ideal. The first essay, by Bhikkhu Bodhi, sets the tone. It outlines how the Bodhisattva ideal appears in Theravāda Buddhism. The Buddha realized enlightenment, and then taught others how to gain it. At first, no distinction was made between the Buddha’s enlightenment and that of his followers, but gradually a distinction began to be made. After all, the Buddha had gained enlightenment by himself, while others did so by following his teaching. The well-known distinction of three types of bodhi, awakening or enlightenment, arose: there is the bodhi of the arahant or ‘worthy one’ who is a disciple of the Buddha; there is the bodhi of the pacceka-buddha or ‘solitary Buddha’, who gains enlightenment by himself but does not teach; and there is the sammā-sam-bodhi of the Buddha. From earliest days the Buddha was called a bodhisatta prior to his enlightenment;[1] but gradually the story evolved of the enormously long career of this bodhisatta through previous lives, illustrated in the stories of the Jātaka, and beginning from the vow to attain Buddhahood made by the brahman Sumedha in the presence of the Buddha Dipaṅkara incalculable aeons ago, as recorded in the Buddhavaṁsa. The Bodhisattva ideal is thus acknowledged and venerated in non-Mahāyāna Buddhism as the highest Buddhist ideal. Bhikkhu Bodhi explains how Mahāyānists then gave this ideal prescriptive force for the Buddhist practitioner. But this in no way necessitates any disrespect for the arahant ideal, and indeed the earliest Mahāyāna Sūtras, such as the Ugraparipṛccha Sūtra,[2] contain no criticism of the earlier ideal. It is only in later Mahāyāna Sūtras, such as the Saddharma-puṇḍarīka Sūtra, that we find a denigration of the arahant.

An essay by Bhikkhu Anālayo reconstructs the genesis of the Bodhisattva ideal from the evidence in the Pāli discourses and their parallels preserved in Chinese translation.[3] We learn that everything said about the Bodhisattva in the Mahāyāna is derived from the common traditions of non-Mahāyāna Buddhism. Essays by Jeffrey Samuels[4] and Karel Werner continue to explore the Bodhisattva ideal in non-Mahāyāna literature in complementary ways. Samuels describes how great Mahāyānists such Nāgārjuna, Asaṅga and Candrakīrti each identify the Mahāyāna with the bodhisattva-yāna, and the srāvaka-yāna with the non-Mahāyāna Buddhism of the various schools. As Samuels points out, this ‘sets up an opposition between an ideology and an institutional affiliation’ (p.33), which is quite misleading, for, as we have seen, the bodhisattva-yāna is fully part of non-Mahāyāna Buddhism.

The question inevitably arises of what exactly is Mahāyāna, and why it arose. It has to be said that this is still something of a mystery. The last essay of the collection, by David McMahan, explores the significance of writing for the emergence of the Mahāyāna. His essay reminds us how the distinguishing features of Mahāyāna scriptures are their visionary metaphysics and cosmic extravagance. Non-Mahāyāna Buddhism, by contrast, was based on the careful preservation of earlier teaching, initially through oral recitation, though with some imaginative embellishment. With the popularisation of writing around the turn of the common era, new ways arose for reform movements within Buddhism to express themselves. One way they did this was to fabricate entirely new sūtras, and attribute them to Buddhas. The longest essay in the collection, by Peter Skilling, explores what we know about the earliest of these new scriptures, where and how they arose, and how they presented themselves. The discussion is technical but highly illuminating. We discover that there is no longer any accepted model for the arising of the Mahāyāna. It is not simply a matter of a lay movement, or a monastic movement towards forest renunciation, nor is it a matter of cults of stupa-worship or book-worship. All these ideas for the origin of the Mahāyāna have been put forward, but none seem completely to explain it. Skilling also emphasises how, even in the last twenty years, we have learned a great deal more about early Buddhism. The discovery and editing of ancient texts, including a hitherto-unknown Prajñāpāramita Sūtra, in the Gandhari dialect, is changing the whole way we understand early Indian Buddhism.

An overall theme in this collection is how both Mahāyāna and non-Mahāyāna Buddhists look to the Buddha and his enlightenment for their inspiration. It is only through the Buddha as exemplar and teacher that we have access either to the arahant ideal or to the Bodhisattva ideal. This does not mean these ideals are in some sense ‘really the same’, but that they must each be understood in terms of complex historical processes of doctrinal development. In this sense, this book contributes to Buddhist unity in the modern world, a unity, which is also an important theme in the teaching of Sangharakshita and in the Triratna Buddhist movement.[5]

I suppose a die-hard Mahāyānist might object that this is a book written and published by Theravādins for Theravādins, like a book by Roman Catholics about Protestantism. However, this would be unfair. Although Bhikkhu Bodhi’s writing style used to be overtly orthodox, he now lives at Bodhi Monastery in New Jersey, where both Pāli and Mahāyāna Buddhism is studied and practiced,[6] and his teaching is replete with references to non-Theravādin sources.[7] The other contributors to this volume, whether ordained monastics or not, are scrupulously scholarly. Nevertheless, it would not be a criticism to say that the essays in The Bodhisattva Ideal are written on the whole from a Theravādin perspective. Their concern is not primarily to understand the arising of the Mahāyāna as a reform movement, but rather how the Bodhisattva ideal is more universal in Buddhism than is usually understood, and how the concerns of Mahāyāna are continuous and entwined with much in non-Mahāyāna Buddhism. It would be fascinating to see a companion volume of essays from an avowedly Mahāyānist point of view.

[1] Bhikku Bodhi, p.29, makes the point, which has been made elsewhere, that the Pāli bodhi-satta may represent what would be in Sanskrit bodhi-śakta, ‘capable of enlightenment’, and that bodhi-sattva, ‘enlightenment-being’, may represent an incorrect Sanskrit back-formation.

[2] As introduced and translated in the excellent book by Jan Nattier, A Few Good Men: The Bodhisattva Path According to the Enquiry of Ugra, University of Hawaii Press, Honolulu, 2003.

[3] This essay is extracted from Anālayo, The Genesis of the Bodhisattva Ideal, Hamburg University Press, 2010; online at http://www.buddhismuskunde.uni-hamburg.de/fileadmin/pdf/publikationen/HamburgUP_HBS01_Analayo.pdf.

[4] Not to be confused with Geoffrey Samuels, an anthropologist of Tibetan and Indian Buddhism.

[5] As discussed in Subhuti, ‘A Supra-Personal Force’, 2012, online at www.sangharakshita.org

[6] See www.bodhimonastery.org for details of this fascinating project.

[7] The footnotes in his new translation of the Aṅguttara-Nikāya, The Numerical Discourses of the Buddha, Wisdom, Boston, 2013, often draw attention to parallel passages in surviving Chinese translations of the Ekottarikāgama.

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Pāli Safari

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This review recently appeared in the Western Buddhist Review, at http://www.thebuddhistcentre.com/westernbuddhistreview:

Bhikkhu Anālayo, Excursions into the Thought-World of the Pāli Discourses, Pariyatti Press, Onalaska WA, USA, 2012, 326pp., $19.95 pback

The idea of an ‘excursion’ into the thought-world of the Pāli discourses suggests a guided tour, a day trip, or, figuratively, an author’s venture into unfamiliar territory. However, Bhikkhu Anālayo’s book is more like a safari into the heart of Pāli country, with a capable guide who is not afraid to show you some unexpected features of the less well-known areas. Anālayo explores 24 different words used in the Pāli Buddhist discourses, beginning with Craving (taṇhā), and ending with Liberation (vimutti). The entries vary in length, depending on the relative importance of each topic and the difficulties encountered in exploring it, but they follow a similar pattern. An introduction to the word’s meaning and implication is followed by a survey of its usage in the discourses (and sometimes in the vinaya and in some post-canonical works). This is followed by a discussion of the implications of this term for Buddhist practice, concluding with an evocation of the successful result of such practice. But this summary of the formula for each essay does not do justice to the effect. Anālayo has a wonderfully broad and discerning knowledge of the Pāli discourses, and his essays present a formidably learned but nevertheless tremendously inspiring basic ground of clarity about early Buddhist concepts.

Bhikkhu Anālayo’s scholarship began with his PhD exploring the Satipaṭṭhāna-sutta (published by Windhorse, Cambridge, 2003, as Satipaṭṭhāna: The Direct Path to Realization). More recently he has learned Chinese and has been writing about the relationships between early Buddhist discourses preserved in Pāli and those originally written in other Indian languages, which now survive only in Chinese translation. Anālayo combines scholarship in Buddhist scriptures with actual Buddhist practice based on those same texts, and in Excursions he writes very much as a scholar-practitioner, mainly about Pāli discourses, but with the occasional reference to the Chinese parallels to certain difficult passages. The 24 essays were originally written for the Encyclopaedia of Buddhism, a Sri Lankan project begun soon after the 1955 Buddha-jayanti, and only completed in 2009, in a total of eight substantial volumes. Many scholars have contributed over the years, with Anālayo evidently joining in at a late stage, since his contributions begin with rāga (among the entries under ‘r’) and run through to Yuganaddha Sutta.

Hence the apparently random selection of topics in this book, which are actually edited versions of the essays appearing in the Encyclopaedia, but here made to work together in an inter-related collection. Being of the nature of reference articles, the essays will be basically familiar to anyone who has studied Pāli Buddhism, or consulted Nyanatiloka’s Buddhist Dictionary. However, Anālayo’s work takes the genre of a reference article to new levels of thoroughness, and these provide a fascinating survey of usage and nuance. There are essays on each of the five hindrances – Passsion (rāga), Ill-will (vyāpāda), Sloth-and-torpor (thīnamiddha), Restlessness-and-worry (uddhaccakukkucca), Doubt (vicikicchā); essays on four of the twelve nidānas of paṭicca-samuppāda – Volitional Formations (saṅkhārā), Feeling (vedanā), Craving (taṇhā), Clinging (upadāna); and essays on four of the twelve factors of the path – Happiness (sukha), Concentration (samādhi), Knowledge and Vision according to Reality (yathābhūtañāṇadassana), Liberation (vimutti). There are also fascinating essays on Personality View (sakkāyadiṭṭhi) and Contemplation of feelings (vedanānupassanā), as well as on lesser-known concepts in Pāli Buddhism such as Seclusion (viveka), Letting Go (vossagga) and Emptiness (suññatā). Although encylopaedia articles are not usually the place to present new research, Anālayo nevertheless also manages to bring in some illuminating new interpretations of difficult issues, of which I will mention five.

First, in his discussion of Craving (taṇhā), he suggests a very interesting way of understanding the concept of vibhava-taṇhā, ‘craving for annihilation’. This concept is usually given as the third kind of taṇhā, after kāma-taṇhā, ‘craving for sensual pleasure’ and bhava-taṇhā, ‘craving for existence’ (i.e. craving to continue as the same person). Anālayo interprets vibhava-taṇhā as not only the desire to commit suicide but also, and much more importantly, ‘the aspiration for leaving behind the sense of selfhood through a mystic merger with an ultimate reality’ (p.16). Needless to say, this suggestion is accompanied by a discussion of various discourses and an admission of conjecture. Nevertheless, it is a proposal quite in line with the Buddha’s rejection of the kind of mysticism found in the Upaniṣads. Second, in his discussion of Right View (sammādiṭṭhi), Anālayo very neatly solves the old problem of how to reconcile the admonition found in some of the suttas of the Aṭṭhakavagga of the Sutta-Nipāta, to let go of all views, with the admonition found more widely in the Nikāyas, to have right view. He writes: ‘right view as the vision gained through deep insight is what ‘sees through’ any view’ (p.102), and hence the person of transcendent right view or perfect vision is also someone who has let go of views. Third, in his discussion of Tranquillity and Insight, samatha & vipassanā, Anālayo explains how, in the Pāli discourses, these two qualities are actually ‘two central qualities that are to be developed in conjunction with any type of meditation practice’ (p.232). There is no question, therefore, at least in the early Buddhist view, of a successful insight practice without tranquillity. Anālayo develops this theme further in his discussion of Concentration (samādhi), in which he concludes that: ‘the so-called “dry insight” approach, which dispenses with the formal development of mental tranquillity up to the level of the first absorption, may not be capable of leading to fully liberation, but might suffice only for stream-entry’ (p.256).  Such a stand makes clear the importance for early Buddhism of jhāna, and draws a clear distinction between early Buddhist doctrine and the dry insight approach of some modern Theravādins. Fifthly, Anālayo’s judicious use of Chinese parallels is apparent in his discussion of Seclusion (viveka). While in the Pāli discourses the Buddha recommends silence and seclusion, in one discourse he censures some monks who had decided to keep silence together for their rains retreat. A consideration of a parallel preserved in Chinese, however, reveals that these monks had decided ‘not to criticize each other even in the case of a breach of conduct’ (p.263), and it was evidently for this reason that the Buddha had censured them. In this way, Anālayo sheds light on Pāli discourses that are unclear, through his knowledge of parallel passages in Chinese translation.

These were simply five points that particularly attracted this reviewer’s attention, and other readers will no doubt find different points of interest. Overall, my response to Anālayo’s Excursions was delight and pleasure in the appearance of a new standard for reference articles on early Buddhist concepts. In this sense, the present book is highly recommended. It is, however, frustrating in that it covers only a few topics. One can only hope that, despite the Encylopaedia of Buddhism now being complete, Bhikkhu Anālayo will continue to write articles like the ones gathered in this book, and that these articles are eventually gathered into a more comprehensive reference work on the important terms and concepts of the Pāli discourses.

Dhīvan is the editor of the Western Buddhist Review, and author of This Being, That Becomes: The Buddha’s Teaching on Conditionality, Windhorse, Cambridge, 2011.